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SEC Form D · filed October 7, 2016

Advisor Group Holdings, Inc

Offering
—
Sold
—
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
NEW YORK, NY
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (50)

Allison L. Pratt · New York, NYExecCynthia A. Hamel · Phoenix, AZExecMary K. Simonson · Phoenix, AZExecMark F. Vassallo · New York, NYDirectorPatrick G. Daignault · Montreal, Quebec, CanadaDirectorDmitry D. Goldin · New York, NYExecStuart J. Szabo · Montreal, Quebec, CanadaDirectorRichard D. Fergesen · Oakdale, MNExecJames W. Clabby Iii · Atlanta, GAExecNoah D. Sorkin · New York, NYExecDonald B. Marron · New York, NYDirectorJames G. Macnaughton · New York, NYDirectorAndrea M. Dircks-Larsen · Phoenix, AZExecRichard J. Sterne · New York, NYDirectorValerie G. Brown · Phoenix, AZExec · DirectorJeffrey M. Auld · Phoenix, AZExecMatthew A. Schlueter · Atlanta, GAExecSusan S. Theder · Phoenix, AZExecMichael Stratton · Greenwood Village, CODirectorChicagoland Supermarket Portfolio, L.L.C · Oak Brook, ILExec · DirectorEric Culp · Denver, COExecJustin E. Neff · South Lebanon, OHDirectorAlexander P. Lasagna · Milan, L6DirectorJohn C. Klock · Novato, CAExecThibault Adrien · New York, NYExecDavid C. Gentile · Clearwater, FLExecJorge E. Esguerra · Louisville, CODirectorJames G. Macnaughton · New York, NYDirectorJerome J. Murphy · Atlanta, GAExecErica M. Mcginnis · Phoenix, AZExecDerek H. Lee · St. Louis, MODirectorJake H. Pascale · Chicago, ILExec · DirectorJeffrey C. Webber · Palo Alto, CAExecKenneth C. Gardner · Menlo Park, CAExecArt C. Schneiderman · Palo Alto, CAExec · DirectorDan Grote · Denver, CODirectorGary R. Smith · Palm Beach Gardens, FLExec · DirectorCharles A. Strickland · El Segundo, CAExecMichael R. Ouaknine · Birmingham, MIExec · DirectorBradley H. Jarol · Chicago, ILExecAdam Fiore · SINGAPORE, U0ExecCharles A. Nowacek · El Segundo, CAExecLafayette Real Assets Management LLC · New York, NYExecSyikin Jaffar · SINGAPORE, U0Execnull Majk LLC · New York, NYDirectorDavid Scholtz · Denver, COExecMike Hagan · Geneva, NYExecBill Brophy · Geneva, NYExecJerome J. Murphy · Atlanta, GAExecErica M. Mcginnis · Phoenix, AZExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗