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SEC Form D · Amendment · filed October 21, 2016

NZC GUGGENHEIM FUND LTD

Offering
—
Sold
$348.3M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
Santa Monica, CA
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (23)

David Reginelli · Rosemont, ILDirectorMark Gordon · Toronto, Ontario, CanadaExecJohn Mccoy · Charlotte, NCExecZachary H. Warren · Santa Monica, CAExecJasper E. Wheeler · New York, NYDirectorAllyson Svenson · Bellevue, WAExecB. S. Minerd · Santa Monica, CAExecKenneth M. Larish · Nashville, TNDirectorWilliam G. Shaw · Grand Cayman, Cayman IslandsDirectorMark Gaulin · Rosemont, ILDirectorRobert Barton · Bellevue, WAExecJeffrey B. Abrams · Santa Monica, CAExecDonald M. Caire · Nashville, TNExecThomas H. Hauser · Santa Monica, CAExecScott R. Cote · Van Nuys, CAExecGarnet Dawson · Vancouver, British Columbia, CanadaExecPam L. Johnson · Peoria, ILExecStefano Ciampolini · London, United KingdomExecStanley L. Butler · Peoria, ILExecKevin H. Gunderson · Santa Monica, CAExecTimothy L. Stanley · Peoria, ILExecMatthew S. Bloom · Santa Monica, CAExecChristopher J. Lebeau · Grand Cayman, Cayman IslandsDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗