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SEC Form D · Amendment · filed October 21, 2016

GUGGENHEIM HIGH-YIELD FUND, LLC

Offering
—
Sold
$217.8M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
SANTA MONICA, CA
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (17)

Jeff S. Abrams · Santa Monica, CAExecB. S. Minerd · Santa Monica, CAExecKevin H. Gunderson · Santa Monica, CAExecWilliam G. Shaw · Grand Cayman, Cayman IslandsDirectorThomas H. Hauser · Santa Monica, CAExecChristopher H. Lebeau · Grand Cayman, Cayman IslandsDirectorAllyson Svenson · Bellevue, WADirectorMark Gordon · Toronto, Ontario, CanadaExecPam L. Johnson · Peoria, ILExecGloria Ballesta · Vancouver, British Columbia, CanadaExecRobert Barton · Bellevue, WAExecScott R. Cote · Van Nuys, CAExec · DirectorCurtis James · Mobile, ALExecGarnet Dawson · Vancouver, British Columbia, CanadaExecMichael J. Mellor · Van Nuys, CADirectorTeymour Boutros-Ghali · Santa Monica, CADirectorDonald M. Caire · Nashville, TNExec

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