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SEC Form D · Amendment · filed October 21, 2016

Guggenheim High-Yield Fund, Ltd

Offering
—
Sold
$16.6M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
SANTA MONICA, CA
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (18)

Jeff S. Abrams · SANTA MONICA, CAExecB. S. Minerd · SANTA MONICA, CAExecWilliam G. Shaw · Grand Cayman, Cayman IslandsDirectorThomas H. Hauser · Santa Monica, CAExecChristopher H. Lebeau · Grand Cayman, Cayman IslandsDirectorKevin H. Gundersen · SANTA MONICA, CAExecEric Benhamou · Palo Alto, CAExecAllyson Svenson · Bellevue, WADirectorStephen Coder · Fort Collins, COExecRobert Barton · Bellevue, WAExecScott R. Cote · Van Nuys, CADirectorAlan Ruud · Fort Collins, COExecGarnet Dawson · Vancouver, British Columbia, CanadaExecMichael J. Mellor · Van Nuys, CADirectorTeymour Boutros-Ghali · Santa Monica, CADirectorGary Moore · Palo Alto, CAExecJulie Mar-Spinola · Palo Alto, CAExecMichael Southworth · Palo Alto, CAExec

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗