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SEC Form D · Amendment · filed November 16, 2016

Waddell & Reed Asset Strategy Fund, LLC

Offering

—

Sold

$30.3M

Exemption

Rule 506(b)

Industry

Pooled Investment Fund

Location

OVERLAND PARK, KS

Type

Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (22)

Nikki F. Newton · Overland Park, KSExec Kurt A. Sundeen · Overland Park, KSExec Philip J. Sanders · Overland Park, KSExec · Director John E. Sundeen · Overland Park, KSExec · Director Jennifer A. Askins · Overland Park, KSExec Brian T. Sullivan · Overland Park, KSExec Timothy E. Campbell · Singapore Land Tower, U0Exec · Director Robert Byron · Chicago, ILExec Manish Potti · Woodland Hills, CAExec Robert E. Thomas · NEW YORK, NYExec Jeffrey S. Parker · New York, NYExec Paul S. Cowley · Vancouver, British Columbia, CanadaExec · Director Chace F. Brundige · Overland Park, KSExec Cynthia P. Prince-Fox · Overland Park, KSExec Nichols F. Brian · NEW YORK, NYExec Ws Management Lllp · JACKSONVILLE, FLExec Philip A. Tye · HONG KONG, Hong KongExec · Director Nathaniel J. Morda · Vancouver, British Columbia, CanadaExec Kyle B. Kazan · Santa Monica, CAExec · Director Gifford Combs · Santa Monica, CAExec Chace F. Brundige · Overland Park, KSExec Cynthia P. Prince-Fox · Overland Park, KSExec

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