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SEC Form D · Amendment · filed December 9, 2016

OCM CONVERTIBLE TRUST

Offering
—
Sold
$769.8M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
LOS ANGELES, CA
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (15)

Stephen A. Kaplan · Los Angeles, CAExecHoward S. Marks · BURBANK, CAExecBruce A. Karsh · Los Angeles, CAExecJohn B. Frank · Los Angeles, CAExecJay A. Wintrob · Los Angeles, CAExecDavid M. Kirchheimer · Los Angeles, CAExecSheldon B. Stone · Los Angeles, CAExecRobert B. Reed · CARPINTERIA, CAExecJon Callaghan · PALO ALTO, CAExecGregory A. Boye · Radnor, PAExecFrank "Quint" P. Slattery · Radnor, PAExecFrancis J. Smith · Grand Cayman, Cayman IslandsExecPaul Martin · Grand Cayman, Cayman IslandsExecRyan Wierck · New York, NYExecCraig F. Courtemanche · CARPINTERIA, CAExec

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