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SEC Form D · Amendment · filed July 27, 2016

SPECIAL OPPORTUNITIES FUND LTD

Offering
—
Sold
$11.4M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
ROAD TOWN, TORTOLA, British Virgin Islands
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (21)

Jay C. Nadel · Road Town, Tortola, British Virgin IslandsDirectorKurt R. Hawkesworth · New York, NYExecJon C. Hunt · Road Town, Tortola, British Virgin IslandsDirectorMitchell M. Cepler · New York, NYExecDaniel A. Hanwacker · Road Town, Tortola, British Virgin IslandsDirectorGarrett R. D'Alessandro · New York, NYExec · PromoterFrancesco M. Gozzillo · New York, NYExecRobert Guillocheau · Dresher, PAExecJoshua Pierry · Redwood City, CADirectorDavid G. Kalergis · Charlottesville, VAExecMichael Scherb · London, United KingdomDirectorMark T. Giles · Charlottesville, VADirectorC. City National Rochdale, Llc · New York, NYPromoterRobert W. Adams · Charlottesville, VADirectorBen L. Shealy · Charlottesville, VAExec · DirectorJohn L. Gainer · Charlottesville, VAExecAlan G. Levin · Charlottesville, VAExec · Director · PromoterVincenzo La Ruffa · New York, NYExecJohn Mcgougan · MELBOURNE, Channel IslandsExec · PromoterArt Monk · MELBOURNE, Channel IslandsExecC. City National Rochdale, Llc · New York, NYPromoter

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗