Ledger.Open graph →
SEC Form D · Amendment · filed September 2, 2016

WF Asian Smaller Companies Fund Ltd

Offering
—
Sold
$60.5M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
HONG KONG, Hong Kong
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (17)

John S. Markwalter, Jr · Atlanta, GADirectorScobie D. Ward · Hong Kong, Hong KongDirectorBrian Weinstein · Irvington, NYDirectorCatalin Chiritescu · Champaign, ILDirectorNigel D. Stead · Hong Kong, Hong KongDirectorDaniel C. Nall · Toledo, OHDirectorArthur J. Stubbs · Hong Kong, Hong KongDirectorScobie D. Ward · Hong Kong, Hong KongDirectorJames R. Hodge · Hong Kong, Hong KongDirectorAshees Jain · IRVINGTON, NYDirectorChristopher Brown · Ottawa Hills, OHDirectorKendall Rose · Arlington, VADirectorGeoff Ruddick · Grand Cayman, Cayman IslandsDirectorJohn S. Markwalter, Jr · Atlanta, GADirectorCarrillo D. Gantner · Hong Kong, Hong KongDirectorOhm M. Srinivasan · Boston, MADirectorWilliam W. Kerr · Hong Kong, Hong KongDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗