Ledger.Open graph →
SEC Form D · Amendment · filed September 2, 2016

WF Asian Smaller Companies Fund Ltd

Offering
Sold
$60.5M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
HONG KONG, Hong Kong
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (17)

James R. Hodge · Hong Kong, Hong KongDirectorScobie D. Ward · Hong Kong, Hong KongDirectorCarrillo D. Gantner · Hong Kong, Hong KongDirectorArthur J. Stubbs · Hong Kong, Hong KongDirectorNigel D. Stead · Hong Kong, Hong KongDirectorWilliam W. Kerr · Hong Kong, Hong KongDirectorJohn S. Markwalter, Jr · Atlanta, GADirectorAshees Jain · IRVINGTON, NYDirectorOhm M. Srinivasan · Boston, MADirectorScobie D. Ward · Hong Kong, Hong KongDirectorBrian Weinstein · Irvington, NYDirectorJohn S. Markwalter, Jr · Atlanta, GADirectorChristopher Brown · Ottawa Hills, OHDirectorDaniel C. Nall · Toledo, OHDirectorKendall Rose · Arlington, VADirectorGeoff Ruddick · Grand Cayman, Cayman IslandsDirectorCatalin Chiritescu · Champaign, ILDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗