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SEC Form D · Amendment · filed April 12, 2016

NB Crossroads Fund XXI Plan Asset Allocation LP

Offering
—
Sold
$141.2M
Exemption
Rule 506(b)
Industry
Pooled Investment Fund
Location
DALLAS, TX
Type
Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (42)

Korm J. Trieu · VANCOUVER, British Columbia, CanadaExecW. K. Wycoff · Philadelphia, PAExec · DirectorBrian R. Ranft · Horsham, PAExec · DirectorWalter Doyle · Columbus, OHExecLeila R. Biederman · New York, NYExecIra K. Lubert · Philadelphia, PAExec · DirectorPeppertree Capital FV, LP · Chagrin Falls, OHExecJames K. Deutsch · Philadelphia, PAExec · DirectorSusan Vogt · Billerica, MAExecJoana R. Scaff · London, United KingdomExecDavid D. Stonberg · New York, NYExecYonah R. Feder · New York, NYExecAnthony D. Tutrone · New York, NYExec · DirectorDaniel Taylor · Dallas, TXExecTeale R. Long · New York, NYExecJoshua V. Miller · Dallas, TXExecKindal V. Kreamer · Dallas, TXExecJonathan V. Shofet · NEW YORK, NYExecBlake V. Rice · Dallas, TXExecChristopher V. Frattaroli · Dallas, TXExecAndrew V. Komaroff · NEW YORK, NYExec · DirectorKimberly R. Marlar · Dallas, TXExecPatriot Financial Partners II GP, L.P · Philadelphia, PAExec · DirectorBrien P. Smith · Dallas, TXDirectorRick R. Ferreira · Horsham, PAExec · DirectorKevin S. Collins · New York, NYExecJohn P. Buser · Dallas, TXExec · DirectorOliver Burckhardt · Horsham, PAExecChristian R. Neira · New York, NYExec · DirectorDavid D. Stonberg · New York, NYExecMichael S. Landrum · New York, NYExecMorgan Poliquin · VANCOUVER, British Columbia, CanadaExecJeff Grundey · Columbus, OHExecGeorge R. Jenkins · Horsham, PAExec · DirectorPeppertree Capital V, Inc · Chagrin Falls, OHExecG. R. Marcus · Horsham, PAExec · DirectorJames D. Poliquin · VANCOUVER, British Columbia, CanadaExecWade Webster · Woodinville, WAExecRonan H. Guilfoyle · Grand Cayman, Cayman IslandsExecLawrence B. Sorrel · New York, NYExecPeter V. Lehe · New York, NYExecJames K. Lynch · Philadelphia, PAExec · Director

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗