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SEC Form D · Amendment · filed April 18, 2016

Cetera Advisors LLC /CO

Offering
—
Sold
$16.8M
Exemption
Rule 506(b)
Industry
Investing
Location
DENVER, CO
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (20)

Adam B. Antoniades · San Diego, CADirectorGreg S. Olson · El Segundo, CAExecBernie Breton · Denver, COExecStan S. Smiley · El Segundo, CAExecMark B. Shelson · St. Cloud, MNExecBrett S. Harrison · Denver, COExec · DirectorMaurice L. Wilson · Debary, FLExecJohn H. Aiken · San Francisco, CAExecTej Gujahur · Grand Cayman, Cayman IslandsDirectorMichael W. Rubel · New Canaan, CTExecAndrew Gaspar · Orlando, FLExec · DirectorMark C. Abrahamsen · New York, NYExecErinn Ford · Denver, COExec · DirectorJames G. Latham · Grayson, GAExecJames A. Parsons · New Canaan, CTExecGeoffrey G. Faux · Atlanta, GAExecDouglas S. Ingram · Costa Mesa, CAExec · DirectorGerald W. Mclaughlin · Costa Mesa, CAExecNavid Khalili · Annandale, VADirectorErinn Ford · Denver, COExec · Director

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗