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SEC Form D · Amendment · filed April 18, 2016

CETERA FINANCIAL SPECIALISTS LLC

Offering
—
Sold
$2.0M
Exemption
Rule 506(b)
Industry
Investing
Location
Schaumburg, IL
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (26)

Greg S. Olson · El Segundo, CAExecEnrique Vasquez · Schaumburg, ILExec · DirectorStan S. Smiley · El Segundo, CAExecGregg Ruvoli · Schaumburg, ILExecMark B. Shelson · St. Cloud, MNExecAdam B. Antoniades · San Diego, CADirectorBrett S. Harrison · Denver, CODirectorJon H. Rothenberg · Schaumburg, ILExecBrian Haley · Schaumburg, ILExecAlfred Ducharme · Orlando, FLDirectorMichael W. Rubel · New Canaan, CTExecDon Seymour · Grand Cayman, Cayman IslandsExecMichael A. Racusin · Houston, TXExecAndrew Gaspar · Orlando, FLDirectorJohn H. Aiken · San Francisco, CAExecMark C. Abrahamsen · New York, NYExecCynthia S. Lavoie · Cambridge, MAExecJames G. Latham · Grayson, GAExecJames A. Parsons · New Canaan, CTExecGeoffrey G. Faux · Atlanta, GAExecHarry S. Palmin · Cambridge, MAExec · DirectorChristopher S. Schelling · Cambridge, MAExecTimothy Sweeting · Grand Cayman, Cayman IslandsExec · DirectorDouglas S. Ingram · Costa Mesa, CADirectorCosmas N. Lykos · Costa Mesa, CADirectorJeffery B. Risinger · Carmel, INExec

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