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SEC Form D · filed April 26, 2016

D.A.DAVIDSON COMPANIES

Offering
$5.2M
Sold
$5.2M
Exemption
Rule 506(b)
Industry
Other Banking and Financial Services
Location
Great Falls, MT
Type
—

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (40)

James M. Kerr · Great Falls, MTExec · DirectorSamuel Doyle · Great Falls, MTDirectorNorman H. Swick · Great Falls, MTDirectorJames W. Wolitarsky · Great Falls, MTDirectorAndrew Davidson · Great Falls, MTDirectorDouglas W. Woodcock · Great Falls, MTDirectorTimothy Austin · Great Falls, MTExecLawrence M. Martinez · Great Falls, MTExecThomas M. Nelson · Great Falls, MTExecAndrew Crowell · Great Falls, MTDirectorWilliam M. Johnstone · Great Falls, MTDirectorPaul E. Vadovicky · SCOTTSDALE, AZExec · DirectorJohn Comerford · London, United KingdomExecParrish M. B.J · SCOTTSDALE, AZDirectorInderjit T. Singh · George Town, Cayman IslandsExecJohn E. Hartman · SCOTTSDALE, AZDirectorLarry E. Finger · SCOTTSDALE, AZDirectorG. R. Watson, Jr · SCOTTSDALE, AZDirectorJames M. Walesa · SCOTTSDALE, AZDirectorRichard H. Tschetter · Great Falls, MTDirectorThomas M. Smith · Great Falls, MTDirectorMichael M. Purpura · Great Falls, MTDirectorSusan Carstensen · Polson, MTDirectorChet M. Helck · Great Falls, MTDirectorAnthony T. Bozza · New York, NYExec · DirectorLakewood Capital Advisors, LLC · New York, NYDirectorBozza Jackson Holdings, LLC · New York, NYDirectorArosa Capital Management LP · New York, NYDirectorArosa Capital Management Market Neutral GP II LLC · New York, NYDirectorAmber L. Kovarik · Chandler, AZDirectorAndrew R. Carney · Plymouth, MNExecIrina J. Plavutska · Vancouver, British Columbia, CanadaExecTony J. Wong · Vancouver, British Columbia, CanadaExecRobert J. Sheffield · San Jose, CADirectorArthur T. Taylor · Walnut Creek, CADirectorRichard H. Tschetter · Great Falls, MTDirectorThomas M. Smith · Great Falls, MTDirectorMichael M. Purpura · Great Falls, MTDirectorSusan Carstensen · Polson, MTDirectorChet M. Helck · Great Falls, MTDirector

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