Ledger.Open graph →

SEC Form D · Amendment · filed June 6, 2016

City National Rochdale High Yield Alternative Strategies Fund TEI LLC

Offering

—

Sold

$57.4M

Exemption

Rule 506(b)

Industry

Pooled Investment Fund

Location

NEW YORK, NY

Type

Pooled fund

Rule 506(b): private placement to accredited investors, no public advertising.

People & firms on this filing (28)

Kurt R. Hawkesworth · New York, NYExec Francesco M. Gozzillo · New York, NYExec James C. Wolford · New York, NYDirector Jay C. Nadel · New York, NYDirector Jon C. Hunt · New York, NYDirector Daniel A. Hanwacker, Sr · New York, NYDirector Mitchell C. Cepler · New York, NYExec Andrew C. Clare · New York, NYDirector Garrett R. D'Alessandro · New York, NYExec Vernon C. Kozlen · New York, NYDirector Dakota Hamill · Beverly, MAExec Anish Mathur · HARROW, United KingdomExec Jerry Griffin, M.D · Houston, TXExec Michelle J. Fortune · Concord, NCDirector Brad Dousevicz · Essex Junction, VTDirector William J. Goglin · Concord, NCDirector James J. Skahen, Iii · Concord, NCDirector Mark Bentley · London, United KingdomExec Kenny Wax · London, United KingdomExec Robert J. Bashore · Concord, NCExec · Director Jason Kang · BROOKLYN, NYDirector Kevin Tyan · Brooklyn, NYExec · Director Katherine Jin · BROOKLYN, NYExec Webb M. Sowden · DALLAS, TXDirector William S. Lay · Orland Park, ILDirector Jason Martin · Little Rock, ARDirector Aby Galsky · North Miami Beach, FLDirector David Kallmes · Rochester, MNDirector

Public SEC Form D (Reg D) filing. · View issuer on SEC EDGAR ↗