Investor · Blue Bell, PA

Carl E. Smith

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Filings

11

SEC Form D

Connections

35

co-filers

Capital

$1.5M

across filings

Active

May 2016

to May 2021

Most-connected co-filers (35)

RiverNorth Capital Management, LLC · Chicago, IL6 shared Marc L. Collins · West Palm Beach, FL6 shared Patrick W. Galley · West Palm Beach, FL6 shared Jonathan M. Mohrhardt · West Palm Beach, FL6 shared Frederik Willerup · BOISE, ID6 shared Eleanor Turner · Lake Oswego, OR6 shared David Zalaznick · New York, NY6 shared James W. Davis · Greenwich, CT6 shared Robert S. Adelson · Bala Cynwyd, PA5 shared Todd Pietri · Austin, TX5 shared Sali Christeson · Lake Oswego, OR4 shared Gary W. Butler · GRAND CAYMAN, Cayman Islands4 shared Brian H. Schmucker · Chicago, IL4 shared Jessica M. Mathews · Boulder, CO3 shared Charles Halfpenny · Blue Bell, PA3 shared Takayuki W. Shiratsuchi · Boulder, CO3 shared Terry W. Randall · Boulder, CO3 shared Larry Gold · Boulder, CO3 shared Steven H. Morrissett · Boulder, CO3 shared Charles M. Lillis · Boulder, CO3 shared Salvatore P. Vilardi · Hudsonville, MI3 shared Harold Berenzweig · Arlington, TX3 shared John Mitchell · Arlington, TX3 shared Scott Seidler · Arlington, TX3 shared

Recent filings (11)

RIVERNORTH CAPITAL PARTNERS, L.P.May 2021 · 10 co-filers RIVERNORTH CAPITAL PARTNERS, L.P.May 2020 · 10 co-filers RIVERNORTH CAPITAL PARTNERS, L.P.May 2019 · 13 co-filers RIVERNORTH CAPITAL PARTNERS, L.P.May 2018 · 13 co-filers Halfpenny Technologies, Inc.Apr 2018 · 17 co-filers$650K Halfpenny Technologies, Inc.Jan 2018 · 17 co-filers$350K RIVERNORTH CAPITAL PARTNERS, L.P.May 2017 · 13 co-filers Levvel Holdings, LLCMar 2017 · 8 co-filers$3.5M Halfpenny Technologies, Inc.Feb 2017 · 17 co-filers$500K Levvel, LLCMay 2016 · 10 co-filers$1.5M RIVERNORTH CAPITAL PARTNERS, L.P.May 2016 · 13 co-filers

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See Carl in the interactive graph →