Investor · Los Angeles, CA

Rick Davis

Open Rick in the network graph →

Filings

15

SEC Form D

Connections

86

co-filers

Capital

—

across filings

Active

Aug 2009

to Aug 2013

Most-connected co-filers (86)

Gordon Watters · Braintree Essex, United Kingdom7 shared Michael J. Arougheti · New York, NY7 shared Daniel D. Nguyen · Los Angeles, CA6 shared William C. Baird, Iii · Wilmington, NC6 shared Antony P. Ressler · Los Angeles, CA6 shared John D. Hunter · GRAND CAYMAN, Cayman Islands6 shared Joshua M. Bloomstein · London, United Kingdom6 shared Robert K. Deveer · London, United Kingdom5 shared John F. Barry Iii · New York, NY4 shared APMC EE Participation Manager LLC · Los Angeles, CA4 shared Eugene G. Stark · New York, NY4 shared Gerald Schmidt · Dunwoody, GA4 shared Andrew S. Cooper · New York, NY4 shared Robert M. Pavey · Norwalk, CT4 shared Brian H. Oswald · New York, NY4 shared Michael R. Hoey · Maple Grove, MN3 shared Steven M. West · Burnaby, British Columbia, Canada3 shared Vern M. Brownell · Burnaby, British Columbia, Canada3 shared Faheem M. Hasnain · San Diego, CA3 shared Warren M. Wall · Burnaby, British Columbia, Canada3 shared Alexei Andreev · Menlo Park, CA3 shared Bill Burger · Columbia Falls, MT3 shared Jeff Hider · Columbia Falls, MT3 shared Tanya M. Rothe · Burnaby, British Columbia, Canada3 shared

Recent filings (15)

PROSPECT CAPITAL CORPAug 2013 · 10 co-filers$21.0M D-Wave Systems Inc.Apr 2013 · 31 co-filers$1.0M PROSPECT CAPITAL CORPJan 2013 · 11 co-filers$44.6M D-Wave Systems Inc.Oct 2012 · 29 co-filers$3.0M Ares Employee Participation III, LLCSep 2012 · 15 co-filers Ares Employee Participation IV, LLCSep 2012 · 15 co-filers Ares Employee Participation V, LLCSep 2012 · 14 co-filers D-Wave Systems Inc.Apr 2012 · 29 co-filers$3.0M Ares Commercial Real Estate CorpMar 2012 · 10 co-filers$23.8M ONWARD BEHAVIORAL HEALTH INCFeb 2012 · 7 co-filers$9.3M Ares Capital Europe, L.P.Mar 2010 · 17 co-filers$250.0M Ares Capital Europe, L.P.Jan 2010 · 17 co-filers$175.0M Ares Capital Europe, L.P.Oct 2009 · 16 co-filers$75.0M PROSPECT CAPITAL CORPOct 2009 · 11 co-filers$21.7M PROSPECT CAPITAL CORPAug 2009 · 11 co-filers$29.3M

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See Rick in the interactive graph →