Investor · New York, NY
Adrian G. Duffy
Open Adrian in the network graph →Filings
29
SEC Form D
Connections
69
co-filers
Capital
—
across filings
Active
Mar 2009
to Dec 2025
Most-connected co-filers (69)
Stephen Sautel · Louisville, KY27 sharedZachary H. Warren · Santa Monica, CA27 sharedMichael P. Damaso · NEW YORK, NY25 sharedJeff S. Abrams · Santa Monica, CA25 sharedTodd S. Boehly · Chicago, IL23 sharedAnthony D. Minella · New York, NY22 sharedToshio Asano · Waltham, MA20 sharedGary D. Shearman · Waltham, MA20 sharedAlan P. Bossin · Hamilton, Bermuda20 sharedGuggenheim Investment Management, Llc · New York, NY20 sharedDonald B. Bavely · CHICAGO, IL20 sharedAndrew G. Dodson · SAN FRANCISCO, CA20 sharedDavid H. Hogg · York, PA20 sharedGuggenheim Investment Management, Llc · New York, NY20 sharedJohn Costantino · Waltham, MA18 sharedGuggenheim Partners, Llc · New York, NY17 sharedGuggenheim Partners, Llc · New York, NY17 sharedErich E. Schram · New York, NY16 sharedKevin H. Gundersen · New York, NY16 sharedWilliam Hagner · Alexandria, VA16 sharedThomas H. Hauser · NEW YORK, NY16 sharedWill Matthews · Calgary, Alberta, Canada11 sharedGavin S. O'Connor · New York, NY11 sharedRandall Yasny · New York, NY11 shared
Recent filings (29)
TTS Hurst Landing LLCDec 2025 · 11 co-filers$3.2MTTS Hurst Landing LLCOct 2025 · 11 co-filers$3.2MVaxart, Inc.Aug 2013 · 11 co-filers$20.0MGuggenheim High-Yield Plus Fund SPCAug 2012 · 26 co-filersNZC GUGGENHEIM FUND LLCAug 2012 · 25 co-filersORPHEUS HOLDINGS LLCAug 2012 · 15 co-filersOrpheus Holdings LtdAug 2012 · 15 co-filersNZC GUGGENHEIM FUND LTDAug 2012 · 25 co-filersVaxart, Inc.Jun 2012 · 13 co-filers$16.9MOrpheus Holdings LtdMar 2012 · 15 co-filersORPHEUS HOLDINGS LLCMar 2012 · 15 co-filersNZC GUGGENHEIM FUND LTDMar 2012 · 25 co-filersGuggenheim High-Yield Plus Fund SPCMar 2012 · 27 co-filersNZC GUGGENHEIM FUND LLCMar 2012 · 25 co-filersORPHEUS HOLDINGS LLCMar 2011 · 15 co-filersNZC GUGGENHEIM FUND LLCMar 2011 · 27 co-filersNZC GUGGENHEIM FUND LTDMar 2011 · 27 co-filersNZC Opportunities II LLCMar 2011 · 17 co-filersGuggenheim High-Yield Plus Fund LtdJun 2010 · 31 co-filersNZC GUGGENHEIM FUND LLCMar 2010 · 27 co-filersNZC GUGGENHEIM FUND LTDMar 2010 · 27 co-filersNZC Opportunities II LLCMar 2010 · 17 co-filersORPHEUS HOLDINGS LLCMar 2010 · 15 co-filersOrpheus Holdings LtdNov 2009 · 19 co-filersGuggenheim High-Yield Plus Fund LtdJun 2009 · 39 co-filers
Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See Adrian in the interactive graph →