Ledger.
Investor · SAN DIEGO, CA

James B. Frakes

Open James in the network graph →
Filings
28
SEC Form D
Connections
81
co-filers
Capital
$7.8M
across filings
Active
Jan 2014
to Dec 2025

Most-connected co-filers (81)

Franklyn S. Barry, Jr · SAN DIEGO, CA11 sharedWillam A. Muggia · Boston, MA9 sharedEdward G. Broenniman · SAN DIEGO, CA9 sharedCharles D. Mann Iv · Atlanta, GA9 sharedChetan S. Shah, Md · SAN DIEGO, CA7 sharedJames A. Joyce · SAN DIEGO, CA7 sharedRodney S. Kenley · SAN DIEGO, CA7 sharedKevin A. Philips · Grand Cayman, Cayman Islands6 sharedRichard H. Tullis, Phd · SAN DIEGO, CA5 sharedScott Walchek · Danville, CA4 sharedSean Park · Danville, CA4 sharedCharles P. Keates · Newtown Square, PA4 sharedHonor Lassalle · Brooklyn, NY4 sharedEarl Miller · Middlebury, IN4 sharedGeneral Partner Dst Managers Limited · GRAND CAYMAN, Cayman Islands4 sharedMel A. Williams · Chapel Hill, NC4 sharedArvind Chary · New York, NY4 sharedKate L. Holzhauser · The Woodlands, TX3 sharedAndrew Dean · Grand Cayman, Cayman Islands3 sharedJim B. Barossi · West Conshohocken, PA3 sharedMichael S. Sharp · The Woodlands, TX3 sharedKen Rudin · Danville, CA3 sharedScott Weiss · Atlanta, GA3 sharedLitespeed Management, L.L.C · New York, NY3 shared

Recent filings (28)

AETHLON MEDICAL INCDec 2025 · 9 co-filers$2.2MAETHLON MEDICAL INCDec 2025 · 9 co-filers$2.2MWESTFIELD ABSOLUTE RETURN FUND LPJan 2023 · 2 co-filersWESTFIELD ABSOLUTE RETURN FUND LPJan 2022 · 2 co-filersWESTFIELD MICRO CAP FUND LPJan 2021 · 2 co-filersTrov, Inc.Aug 2020 · 9 co-filers$443KAETHLON MEDICAL INCJan 2020 · 15 co-filers$2.7MWESTFIELD MICRO CAP FUND LPJan 2020 · 2 co-filersWESTFIELD MICRO CAP FUND LPDec 2018 · 2 co-filersWESTFIELD MICRO CAP FUND LPDec 2017 · 2 co-filersWESTFIELD MICRO CAP FUND LPDec 2016 · 6 co-filersTrov, Inc.May 2016 · 12 co-filers$25.7MTrov, Inc.Dec 2015 · 14 co-filers$7.5MWESTFIELD MICRO CAP FUND LPDec 2015 · 6 co-filersGuvera LtdJul 2015 · 11 co-filers$10.0MAETHLON MEDICAL INCJul 2015 · 15 co-filers$6.0MGuvera LtdMay 2015 · 11 co-filers$10.0MTrov, Inc.May 2015 · 14 co-filers$4.0MDST INVESTMENTS XIII, L.P.Apr 2015 · 2 co-filersDST INVESTMENTS XII, L.P.Mar 2015 · 2 co-filersDST INVESTMENTS XI, L.P.Feb 2015 · 2 co-filersDST CHINA EC XI, L.P.Dec 2014 · 2 co-filersWESTFIELD MICRO CAP FUND LPDec 2014 · 6 co-filersAETHLON MEDICAL INCDec 2014 · 13 co-filers$3.3MAETHLON MEDICAL INCDec 2014 · 13 co-filers$3.3M

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See James in the interactive graph →