Investor · Basking Ridge, NJ

Richard S. Berman

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Filings

12

SEC Form D

Connections

83

co-filers

Capital

$13.6M

across filings

Active

Apr 2014

to Feb 2017

Most-connected co-filers (83)

Peter G. Traber · Basking Ridge, NJ8 shared Steven M. Klosk · Basking Ridge, NJ8 shared Robert A. Preti · Basking Ridge, NJ8 shared Andrew F. Pecora · LAS VEGAS, NV7 shared Eric S. Wei · Basking Ridge, NJ7 shared Steven S. Myers · Basking Ridge, NJ6 shared Joseph J. Talamo · Basking Ridge, NJ5 shared Kincaid Coburn · West Palm Beach, FL4 shared Gijo K. Joseph · Princeton, NJ4 shared David J. Mazzo · Basking Ridge, NJ4 shared Serenity Capital Management, Ltd · Grand Cayman, Cayman Islands3 shared Wang Chen · Grand Cayman, Cayman Islands3 shared Kevin A. Phillip · Grand Cayman, Cayman Islands3 shared Don W. Ebanks · GRAND CAYMAN, Cayman Islands3 shared Thomas J. Caracciolo · Boston, MA2 shared Kenneth Roy, Jr · Islip, NY2 shared Joseph F. Berry · New York, NY2 shared Celia A. Chapman · Pasadena, CA2 shared Gonzalo Lopez Jordan · Miami, FL2 shared Santiago Steed · Miami, FL2 shared Mark J. Madgett · New York, NY2 shared Ajay P. Malshe · Springdale, AR2 shared Deborah P. Wince-Smith · Springdale, AR2 shared Mike P. Easterly · Springdale, AR2 shared

Recent filings (12)

ComSovereign Corp.Jul 2019 · 6 co-filers$10.0M Serenity Investment Master Fund LtdFeb 2017 · 11 co-filers Caladrius Biosciences, Inc.Sep 2016 · 26 co-filers$21.0M Caladrius Biosciences, Inc.Mar 2016 · 23 co-filers$1.0M Serenity Investment Master Fund LtdFeb 2016 · 11 co-filers Serenity Investment Master Fund LtdSep 2015 · 11 co-filers Americas Silver CorpSep 2015 · 23 co-filers$1.3M Serenity Investment Master Fund LtdSep 2014 · 7 co-filers NeoStem, Inc.May 2014 · 14 co-filers$38.0M NeoStem, Inc.May 2014 · 14 co-filers$38.0M U.S. Silver & Gold Inc.Apr 2014 · 15 co-filers$327K QUANTUMSPHERE INCFeb 2014 · 19 co-filers$4.5M NeoStem, Inc.Jul 2009 · 7 co-filers$4.2M

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See Richard in the interactive graph →