Investor · Englewood Cliffs, NJ

James Tu

Open James in the network graph →

Filings

6

SEC Form D

Connections

27

co-filers

Capital

$6.8M

across filings

Active

Jan 2010

to Sep 2025

Most-connected co-filers (27)

Jennifer Cheng · Solon, OH3 shared Stephen Socolof · SOLON, OH2 shared Phillip Politziner · Solon, OH2 shared Tod Nestor · SOLON, OH2 shared Geraldine Mcmanus · Far Hills, NJ2 shared Sarwan K. Ramphul · St Julien Village, O41 shared Priyamvada S. Raminal · Triolet, O41 shared Dean Michaels · Seattle, WA1 shared Max Benedict · Grand Rapids, MI1 shared Leah R. Bennett · Dallas, TX1 shared Keith Chin · San Diego, CA1 shared Ruten Bhanderi · Morrisville, NC1 shared Don O'Connell · Morrisville, NC1 shared Clint J. Pete · Morrisville, NC1 shared Anne Butler · Morrisville, NC1 shared Gina Huang · Solon, OH1 shared Philip Politziner · SOLON, OH1 shared Michael Ramelot · Los Altos, CA1 shared Robert Farkas · San Carlos, CA1 shared Neal Goldman · New York, NY1 shared Bing Wang · Hong Kong, Hong Kong1 shared Matthew Q. Christensen · BOSTON, MA1 shared Mahendra Sharma · New York, NY1 shared Todd Hodrinsky · Mansfield Center, CT1 shared

Recent filings (6)

CHARLES & COLVARD LTDSep 2025 · 11 co-filers$200K CHARLES & COLVARD LTDSep 2025 · 11 co-filers$200K ENERGY FOCUS, INC/DEDec 2021 · 17 co-filers$4.5M ENERGY FOCUS, INC/DEDec 2021 · 17 co-filers$4.5M ENERGY FOCUS, INC/DEJan 2020 · 11 co-filers$2.8M ENERGY FOCUS, INC/DEJan 2020 · 11 co-filers$2.8M ENERGY FOCUS, INC/DEApr 2019 · 9 co-filers$1.7M ENERGY FOCUS, INC/DEApr 2019 · 9 co-filers$1.7M NINE MASTS ALPHA OPPORTUNITIES FEEDER FUNDMar 2013 · 5 co-filers NINE MASTS ALPHA OPPORTUNITIES FEEDER FUNDMar 2013 · 5 co-filers 5 ELEMENTS GLOBAL FUND, LPJan 2010 · 2 co-filers$1.0B 5 ELEMENTS GLOBAL FUND, LPJan 2010 · 2 co-filers$1.0B

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See James in the interactive graph →