Investor · Laguna Niguel, CA
Rick Roberts
Open Rick in the network graph →Filings
36
SEC Form D
Connections
32
co-filers
Capital
$3.3M
across filings
Active
Jun 2014
to Mar 2022
Most-connected co-filers (32)
Shenkman Capital Management, Inc · New York, NY25 sharedBalazs Wellisch · Carlsbad, CA25 sharedMark R. Shenkman · New York, NY15 sharedRaymond L. Graham · Fountain Hills, AZ11 sharedAlan A. Weed · CHICAGO, IL11 sharedKenneth K. Morrissette · Reston, VA9 sharedWilliam G. Reilly · TYSONS CORNER, VA9 sharedShenkman Investments, LLC · New York, NY9 sharedLauren N. Caplan · WILTON, CT7 sharedMichael H. Strauss · Wilton, CT7 sharedMichael H. Guido · WILTON, CT7 sharedGregory J. Purcell · CHICAGO, IL7 sharedJuan Bosch · Buenos Aires, C17 sharedJustin W. Slatky · New York, NY7 sharedMitch D. Mumma · Durham, NC7 sharedBrad L. Graham · Cheyenne, WY7 sharedJohn A. Ackerley · Grand Cayman, Cayman Islands5 sharedSusan M. Oswald · Westport, CT5 sharedRobert Garland · Edgewater, MD5 sharedChristopher C. Hollenbeck · San Francisco, CA4 sharedJohn D. Cowan · Raleigh, NC4 sharedAdam D. Wray · Issaquah, WA4 sharedPaul E. Sullivan · Dublin, Ireland4 sharedLawson Devries · MALVERN, PA4 shared
Recent filings (36)
PRIMUS HIGH YIELD BOND FUND LTD.Mar 2022 · 11 co-filersPRIMUS HIGH YIELD BOND FUND LTD.Mar 2021 · 8 co-filersPRIMUS HIGH YIELD BOND FUND LTD.Mar 2020 · 14 co-filersPRIMUS HIGH YIELD BOND FUND LTD.Apr 2019 · 14 co-filersFour Points Multi-Strategy Fund, L.P.Apr 2019 · 2 co-filersSHENKMAN ENERGY OPPORTUNITY FUND, L.P.Mar 2019 · 5 co-filersSHENKMAN ENERGY OPPORTUNITY FUND LTD.Mar 2019 · 8 co-filersSHENKMAN STRUCTURED CREDIT FUND, L.P.Mar 2019 · 5 co-filersPRIMUS HIGH YIELD BOND FUND LTD.Apr 2018 · 14 co-filersFour Points Multi-Strategy Fund, L.P.Apr 2018 · 2 co-filersSHENKMAN ENERGY OPPORTUNITY FUND LTD.Mar 2018 · 8 co-filersSHENKMAN ENERGY OPPORTUNITY FUND, L.P.Mar 2018 · 5 co-filersSHENKMAN STRUCTURED CREDIT FUND, L.P.Mar 2018 · 5 co-filersCertus Financial Group LLCFeb 2018 · 2 co-filersPRIMUS HIGH YIELD BOND FUND LTD.Apr 2017 · 5 co-filersSHENKMAN STRUCTURED CREDIT FUND, L.P.Mar 2017 · 5 co-filersSHENKMAN ENERGY OPPORTUNITY FUND LTD.Mar 2017 · 8 co-filersSHENKMAN ENERGY OPPORTUNITY FUND, L.P.Mar 2017 · 5 co-filersCertus Financial Group LLCFeb 2017 · 2 co-filersSHENKMAN STRUCTURED CREDIT FUND, L.P.May 2016 · 5 co-filersPRIMUS HIGH YIELD BOND FUND LTD.Apr 2016 · 5 co-filersSHENKMAN ENERGY OPPORTUNITY FUND, L.P.Mar 2016 · 5 co-filersSHENKMAN ENERGY OPPORTUNITY FUND LTD.Mar 2016 · 8 co-filersCertus Financial Group LLCJan 2016 · 2 co-filers6fusion USA, Inc.Jul 2015 · 10 co-filers$10.9M
Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See Rick in the interactive graph →