Investor · Atlantic Beach, FL

Richard D. Hathaway

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Filings

8

SEC Form D

Connections

22

co-filers

Capital

$36.1M

across filings

Active

Oct 2014

to Feb 2019

Most-connected co-filers (22)

Jonathan D. Farrin · Atlantic Beach, FL8 shared [ ] Alcentra NY, LLC · New York, NY4 shared Wayne Wu · Peoria, AZ3 shared Peter E. Knez · San Francisco, CA3 shared Brent Canada · New York, NY3 shared Terry Buelna · Peoria, AZ3 shared David Forbes-Nixon · London, United Kingdom2 shared John R. Barber · New York, NY2 shared Vance Vanier · CHICAGO, IL2 shared Mary A. Tolan · CHICAGO, IL2 shared Paul Hatfield · London, United Kingdom2 shared David Chute · SONOMA, CA2 shared A. H. Sherman · DALLAS, TX2 shared Zachary Aarons · New York, NY2 shared D. Sandpiper Asset Management, Llc · Atlantic Beach, FL2 shared D. Sandpiper Asset Management, Llc · Atlantic Beach, FL2 shared Terence Ortslan · West Vancouver, British Columbia, Canada2 shared Roger Li · NEW YORK, NY1 shared John Yang · New York, NY1 shared Glenn A. Weiner · NEW YORK, NY1 shared D. Sam Liquid Fund, Lp · Atlantic Beach, FL1 shared D. Sam Liquid Fund, Lp · Atlantic Beach, FL1 shared

Recent filings (8)

Alcentra Global Special Situations Fund US Feeder, L.L.C.Feb 2019 · 4 co-filers Clareant Global Special Situations Fund US Feeder, L.L.C.Feb 2018 · 8 co-filers Clareant Global Special Situations Fund US Feeder, L.L.C.Jul 2017 · 5 co-filers SAM Liquid Fund, LPFeb 2017 · 7 co-filers Clareant Global Special Situations Fund US Feeder, L.L.C.Jul 2016 · 7 co-filers SAM Liquid Fund, LPNov 2015 · 7 co-filers Alcentra Global Special Situations Fund US Feeder, L.L.C.Dec 2014 · 7 co-filers SAM Liquid Fund, LPOct 2014 · 7 co-filers

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See Richard in the interactive graph →