Investor · AUSTIN, TX

Richie Investment Advisors, LLC

Open Richie in the network graph →

Filings

13

SEC Form D

Connections

31

co-filers

Capital

$3.0M

across filings

Active

Nov 2022

to Sep 2025

Most-connected co-filers (31)

Polen Capital CLO Equity GP LLC · Waltham, MA9 shared Neal Nath · CHICAGO, IL6 shared Pinchas R. Mendlovic · New York, NY6 shared Joshua J. Schachter · Pittsburgh, PA6 shared Timothy J. Zak · Pittsburgh, PA6 shared Omri Lavie · Santa Monica, CA6 shared Susan Marshall · Indianapolis, IN6 shared Jordan E. Slone · Norfolk, VA6 shared Brett A. Bingham · Denton, TX6 shared Dane Mcdonald · Boulder, CO6 shared Michael Hanna · Boston, MA6 shared Thomas R. Litton, Jr · Norfolk, VA6 shared Saul R. Lubetski · New York, NY6 shared Vermont CA Holdings Managing Co. GP, LP · Norfolk, VA6 shared Vermont CA Holdings GP, LLC · Norfolk, VA6 shared Ajay Royan · San Francisco, CA6 shared Jay R. Zwiebel · Norfolk, VA6 shared Delaware limited liability company Simplex Holdco, LLC · CHICAGO, IL6 shared Nancy L. Stern · CHICAGO, IL6 shared Thomas E. Mcconnon · San Francisco, CA3 shared Susan Lunn · Incline Village, NV3 shared Whitebark Core Fund Gp Llc · Incline Village, NV3 shared Whitebark Core Fund Gp Llc · Incline Village, NV3 shared Whitebark Core Fund Gp Llc · Incline Village, NV3 shared

Recent filings (13)

RCG ALPHA LONG SHORT FUND, LPSep 2025 · 5 co-filers RCG ALPHA LONG SHORT FUND, LPSep 2025 · 5 co-filers Whitebark Core Onshore Fund LPSep 2025 · 8 co-filers Whitebark Core Onshore Fund LPSep 2024 · 8 co-filers RCG ALPHA LONG SHORT FUND, LLCSep 2024 · 5 co-filers RCG ALPHA LONG SHORT FUND, LLCSep 2024 · 5 co-filers Whitebark Core Onshore Fund LPSep 2024 · 12 co-filers HG Vermont CA II, LPFeb 2023 · 20 co-filers$7.5M Vermont CA Holdings, LPFeb 2023 · 20 co-filers$12.0M Vermont CA Select, LPFeb 2023 · 20 co-filers$6.0M SC Highway 5 LPJan 2023 · 2 co-filers$24.0M HG Vermont CA II, LPNov 2022 · 20 co-filers$3.5M Vermont CA Select, LPNov 2022 · 20 co-filers$6.9M Vermont CA Holdings, LPNov 2022 · 20 co-filers$19.4M SC Promontory LPNov 2022 · 2 co-filers$7.8M

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See Richie in the interactive graph →