Ledger.
Investor · New York, NY

Kathleen M. Barthmaier

Open Kathleen in the network graph →
Filings
22
SEC Form D
Connections
131
co-filers
Capital
$763.7M
across filings
Active
Apr 2022
to Mar 2025

Most-connected co-filers (131)

Prashant Reddy · New York, NY16 sharedCraig R. Callen · New York, NY14 sharedFcre Soto Management, LLC · Alpharetta, GA11 sharedSajidur Rahman · Jakarta, K811 sharedMichael G. Mallick · Audubon, PA11 sharedJames F. Polk · Escondido, CA11 sharedRobert Shedd · Philadelphia, PA11 sharedBarbara D. Kesterson · El Segundo, CA11 sharedCharley D. Gould · Cambridge, MA11 sharedDouglas R. Kenny · Alpharetta, GA11 sharedTim R. Stinson · El Segundo, CA11 sharedThomas B. Taylor · El Segundo, CA11 sharedA. C. Aulds · DALLAS, TX11 sharedStanley R. Smiley · El Segundo, CA11 sharedEric Garland · West Hollywood, CA11 sharedMaura R. Mizuguchi · El Segundo, CA11 sharedDavid P. Van Havermaat · El Segundo, CA11 sharedRobert D. Tomicic · Houston, TX11 sharedBrian Mooney · Belleair Bluffs, FL11 sharedLisa P. Gok · El Segundo, CA11 sharedMatthew D. Coleman · Greenwich, CT11 sharedJeffrey D. Buchheister · San Diego, CA11 sharedGary R. Chaffin · El Segundo, CA11 sharedJoseph D. Neary · San Diego, CA11 shared

Recent filings (22)

Andira Medicine Inc.Mar 2026 · 4 co-filers$152KAndira Medicine Inc.Sep 2025 · 14 co-filers$1.6MNorth Haven Net REITMar 2025 · 14 co-filersNorth Haven Net REITMar 2025 · 14 co-filersAndira Medicine Inc.Sep 2024 · 14 co-filers$1.6MAndira Medicine Inc.Jul 2024 · 16 co-filers$18KCetera Advisors LLC /COMay 2024 · 52 co-filersCetera Advisor Networks LLC /CAMay 2024 · 45 co-filersCETERA FINANCIAL SPECIALISTS LLCMay 2024 · 44 co-filersNorth Haven Net REITMar 2024 · 13 co-filersNorth Haven Net REITMar 2024 · 13 co-filersAndira Medicine Inc.Oct 2023 · 14 co-filers$5.4MRCR KODIAK LAKE INVESTORS, LLCAug 2023 · 17 co-filers$8.0MCETERA FINANCIAL SPECIALISTS LLCApr 2023 · 44 co-filersCetera Advisor Networks LLC /CAApr 2023 · 43 co-filersCetera Advisors LLC /COApr 2023 · 53 co-filersCetera Advisors LLC /COApr 2023 · 53 co-filersCetera Advisor Networks LLC /CAApr 2023 · 44 co-filersRCR 3111 SUNSET INVESTORS, LLCDec 2022 · 17 co-filers$4.0MRCR KODIAK LAKE INVESTORS, LLCDec 2022 · 17 co-filers$8.0MCetera Advisor Networks LLC /CAApr 2022 · 52 co-filersCetera Advisors LLC /COApr 2022 · 61 co-filersCETERA FINANCIAL SPECIALISTS LLCApr 2022 · 52 co-filersRCR DEPOT INVESTORS, LLCApr 2022 · 14 co-filers$1.7M

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See Kathleen in the interactive graph →