Investor · Los Angeles, CA

Tradewinds Global Investors, Llc

Open Tradewinds in the network graph →

Filings

14

SEC Form D

Connections

11

co-filers

Capital

—

across filings

Active

Jun 2009

to Jul 2013

Most-connected co-filers (11)

Constance G. Lawton · Los Angeles, CA13 shared Alexandra W. Spencer · Columbia, MO13 shared Max Carratura · Columbia, MO10 shared David B. Iben · Tampa, FL10 shared David Baugner · Columbia, MO4 shared Hank Wang · Surrey, British Columbia, Canada4 shared Robert Deleon · Las Vegas, NV4 shared Jane K. Crist · Los Angeles, CA4 shared Michael C. Mendez · Los Angeles, CA1 shared Paul J. Hechmer · Los Angeles, CA1 shared Robert S. De Leon · IRVINE, CA1 shared

Recent filings (14)

Tradewinds Global All-Cap Portfolio of the Tradewinds Institutional Investment TrustJul 2013 · 4 co-filers Tradewinds International Equity Portfolio, a portfolio of Tradewinds Institutional Investment TrustDec 2012 · 4 co-filers Tradewinds Emerging Markets Portfolio, a portfolio of the Tradewinds Institutional Investment TrustDec 2012 · 4 co-filers Tradewinds Global All-Cap Portfolio of the Tradewinds Institutional Investment TrustJun 2012 · 4 co-filers Tradewinds Emerging Markets Portfolio, a portfolio of the Tradewinds Institutional Investment TrustNov 2011 · 4 co-filers Tradewinds International Equity Portfolio, a portfolio of Tradewinds Institutional Investment TrustNov 2011 · 4 co-filers Tradewinds Global All-Cap Portfolio of the Tradewinds Institutional Investment TrustJun 2011 · 5 co-filers Tradewinds International Equity Portfolio, a portfolio of Tradewinds Institutional Investment TrustOct 2010 · 4 co-filers Tradewinds Emerging Markets Portfolio, a portfolio of the Tradewinds Institutional Investment TrustSep 2010 · 4 co-filers Tradewinds Global All-Cap Portfolio of the Tradewinds Institutional Investment TrustJun 2010 · 6 co-filers Tradewinds International Equity Portfolio, a portfolio of Tradewinds Institutional Investment TrustOct 2009 · 6 co-filers Tradewinds Emerging Markets Portfolio, a portfolio of the Tradewinds Institutional Investment TrustSep 2009 · 4 co-filers Tradewinds Global All-Cap Portfolio of the Tradewinds Institutional Investment TrustJun 2009 · 6 co-filers Tradewinds International Equity Portfolio, a portfolio of Tradewinds Institutional Investment TrustJun 2009 · 6 co-filers

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See Tradewinds in the interactive graph →