Investor · Chicago, IL

James Baum

Open James in the network graph →

Filings

9

SEC Form D

Connections

42

co-filers

Capital

$355.3M

across filings

Active

Apr 2020

to Apr 2024

Most-connected co-filers (42)

Douglas Bates · Chicago, IL8 shared William Conroy · Chicago, IL7 shared Noah Levy · New York, NY5 shared Eugene Dozortsev · New York, NY5 shared Newtyn Management, LLC · New York, NY5 shared Peggy J. Lamb · Naples, FL5 shared Katherine G. Sproul · Naples, FL5 shared Paras P. Malde · Grand Cayman, Cayman Islands5 shared Newtyn Capital Partners, LP · New York, NY5 shared Ledo Capital, LLC · New York, NY5 shared Teddie Wardi · PALO ALTO, CA4 shared Patrick G. George · Naples, FL4 shared Michael Sather · Mankato, MN4 shared Joseph Floyd · Chicago, IL4 shared Alaina A. Danley · Camana Bay, Cayman Islands4 shared Robert J. Sullivan Iii · Naples, FL4 shared David M. Vidovich · Brooklyn, NY2 shared Thomas P. Riley · King of Prussia, PA2 shared Robert Leonardi · Lexington, SC2 shared Paul Vacquier · Santa Monica, CA2 shared Adam Guggenheim · Palos Verdes Estates, CA2 shared Will A. Rayner · ODESSA, FL2 shared Randall Smith · PEORIA, AZ2 shared Thierry Deau · Washington, Washington, D.C.2 shared

Recent filings (9)

Newtyn Offshore Partners, Ltd.Apr 2024 · 16 co-filers Newtyn Offshore Partners, Ltd.Apr 2023 · 17 co-filers Newtyn Offshore Partners, Ltd.Apr 2022 · 17 co-filers project44, Inc.Jan 2022 · 20 co-filers$239.0M project44, Inc.Sep 2021 · 20 co-filers$116.3M ESAWF, LLCApr 2021 · 11 co-filers Newtyn Offshore Partners, Ltd.Apr 2021 · 17 co-filers ESAWF, LLCApr 2020 · 13 co-filers Newtyn Offshore Partners, Ltd.Apr 2020 · 17 co-filers

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See James in the interactive graph →