Investor · New York, NY

Caroline L. Cai

Open Caroline in the network graph →

Filings

45

SEC Form D

Connections

84

co-filers

Capital

$5.2B

across filings

Active

May 2018

to Mar 2025

Most-connected co-filers (84)

Evan L. Fire · New York, NY29 shared L. Pzena Financial Services, Llc · New York, NY29 shared L. Pzena Financial Services, Llc · New York, NY29 shared L. Pzena Financial Services, Llc · New York, NY29 shared Matthew Knoedler · Golden, CO25 shared Paul Parhar · SEATTLE, WA25 shared Trent Dawson · Kirkland, WA25 shared RCG MFI Partners, LLC · New York, NY25 shared William L. Lipsey · New York, NY25 shared Kirsten A. Hocker · Philadelphia, PA25 shared Kimberley A. Hocker · Philadelphia, PA25 shared Heather Paulsen · Albion, CA25 shared John P. Goetz · New York, NY25 shared Keith Byers · Albion, CA25 shared Peter D. Moran · Philadelphia, PA25 shared Bradley Chun · New York, NY25 shared Richard S. Pzena · New York, NY25 shared L. Pzena Investment Management, Llc · New York, NY24 shared L. Pzena Investment Management, Llc · New York, NY24 shared Evan Meador · Chicago, IL16 shared Nicholas Yu · San Francisco, CA16 shared Jessica L. Doran · New York, NY16 shared Steven Schwartz · Brooklyn, NY15 shared Allison L. Fisch · New York, NY15 shared

Recent filings (45)

PZENA INTERNATIONAL (EX-U.S.) FOCUSED VALUE FUND (DST), a series of Pzena Value TrustMar 2025 · 25 co-filers Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group TrustMar 2025 · 25 co-filers PZENA GLOBAL VALUE FUND (DST), a series of Pzena Value TrustMar 2025 · 25 co-filers Pzena Global Value Fund 2 (DST), a series of Pzena Value TrustMar 2025 · 25 co-filers Pzena U.S. Best Ideas Fund, LPMar 2025 · 15 co-filers Pzena U.S. Best Ideas Fund, LPMar 2024 · 15 co-filers PZENA GLOBAL VALUE FUND (DST), a series of Pzena Value TrustMar 2024 · 25 co-filers PZENA INTERNATIONAL (EX-U.S.) FOCUSED VALUE FUND (DST), a series of Pzena Value TrustMar 2024 · 25 co-filers Pzena Global Value Fund 2 (DST), a series of Pzena Value TrustMar 2024 · 25 co-filers Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group TrustMar 2024 · 25 co-filers Pzena U.S. Best Ideas Fund, LPApr 2023 · 15 co-filers Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group TrustMar 2023 · 25 co-filers PZENA INTERNATIONAL (EX-U.S.) FOCUSED VALUE FUND (DST), a series of Pzena Value TrustMar 2023 · 25 co-filers Pzena Global Value Fund 2 (DST), a series of Pzena Value TrustMar 2023 · 25 co-filers PZENA GLOBAL VALUE FUND (DST), a series of Pzena Value TrustMar 2023 · 25 co-filers Pzena Global Value Fund 2 (DST), a series of Pzena Value TrustDec 2022 · 22 co-filers Pzena U.S. Best Ideas Fund, LPApr 2022 · 10 co-filers PZENA GLOBAL VALUE FUND (DST), a series of Pzena Value TrustMar 2022 · 22 co-filers Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group TrustMar 2022 · 22 co-filers PZENA INTERNATIONAL (EX-U.S.) FOCUSED VALUE FUND (DST), a series of Pzena Value TrustMar 2022 · 22 co-filers Pzena Global Value Fund 2 (DST), a series of Pzena Value TrustDec 2021 · 19 co-filers Pzena U.S. Best Ideas Fund, LPMar 2021 · 9 co-filers PZENA INTERNATIONAL (EX-U.S.) FOCUSED VALUE FUND (DST), a series of Pzena Value TrustMar 2021 · 19 co-filers PZENA GLOBAL VALUE FUND (DST), a series of Pzena Value TrustMar 2021 · 19 co-filers Pzena Emerging Markets Focused Value Fund (GT) a separate investment fund of Pzena Value Group TrustMar 2021 · 19 co-filers

Derived from public SEC Form D (Reg D) filings; entities resolved probabilistically. See Caroline in the interactive graph →